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Article NO. Content

Title：

Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts  CH

Amended Date： 2023.12.29 (Articles 3, 3-3, 7, 11, 12, 14, 18, 20 amended,English version coming soon)
Current English version amended on 2022.10.19 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 16     Where the same customer has opened a trading account with the head office or different branches of a securities firm, the securities firm may create a separate ledger for such customer in the name of the securities firm's head office, by the category of financial institution.