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Article NO. Content


Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts  CH

Amended Date: 2020.05.27 (Articles 2, 12, 15, 22 amended,English version coming soon)
Current English version amended on 2017.12.25 
Categories: Market Supervision > Regulation of Securities Firms
Article 16     Where the same customer has opened a trading account with the head office or different branches of a securities firm, the securities firm may create a separate ledger for such customer in the name of the securities firm's head office, by the category of financial institution.