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Article NO. Content

Title:

Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts  CH

Amended Date: 2020.05.27 (Articles 2, 12, 15, 22 amended,English version coming soon)
Current English version amended on 2017.12.25 
Categories: Market Supervision > Regulation of Securities Firms
Article 19     Article 7, Paragraph 1 is applicable mutatis mutandis where a customer requests a securities firm in the agreed manner to terminate the retention of funds or whether the contract for the retention of customer funds by a securities firm in the Settlement Account is terminated ipso facto by the cancellation of a consignment trading account.