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Article NO. Content


Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan  CH

Amended Date: 2022.01.14 (Articles 1, 2, 4, 9, 11, 16, 17, 18, 20 amended,English version coming soon)
Current English version amended on 2021.04.01 
Categories: Securities Exchange Market > Borrowing of Money
Article 13     A client shall notify the securities firm if there is a change to the name or ID number, VAT number, juristic person uniform number of the client itself, its agent, or representative, or to the mailing address, recorded on its non-restricted purpose loan contract in writing or by correspondence or electronic means that is sufficient to identify the client as the principal itself and confirm its indication of intent agreed by both parties, which shall be clearly stated in the non-restricted purpose loan contract.