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Laws

Title:

Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan  CH

Announced Date: 2016.03.15
Amended Date: 2019.09.06 
Categories: Securities Exchange Market > Borrowing of Money
Content Article In Change4. Article 28 amended per 6 September 2019 Letter No. Taiwan-Stock-Trading-1080016040 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 3 September 2019 Letter No. Financial-Supervisory-Securities-Trading-1080325929 of the Financial Supervisory Commission
Content Article In Change 3. Article 10 amended 12 February 2018 per Letter No. Taiwan-Stock-Trading 1080002009 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved 31 January 2019 per Letter No. Financial-Supervisory-Securities-Firms 1070347884 of the Financial Supervisory Commission
Content Article In Change 2. Articles 6, 7, 10, 17, 18, 22 and 24 amended 27 November 2017 per Letter No. Taiwan-Stock-Trading 1060020983 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved 3 November 2017 per Letter No. Financial-Supervisory-Securities-Firms 1060037530 of the Financial Supervisory Commission
Content 1. Whole text of 34 articles promulgated 15 March 2016 per Letter No. Taiwan-Stock-Trading 1050004162 of the Taiwan Stock Exchange Corporation, for implementation from 3 May 2016
Approved 10 March 2016 per Letter No. Financial-Supervisory-Securities-Firms 1050005108 of the Financial Supervisory Commission