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Article NO. Content


Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan  CH

Amended Date: 2022.01.14 (Articles 1, 2, 4, 9, 11, 16, 17, 18, 20 amended,English version coming soon)
Current English version amended on 2021.04.01 
Categories: Securities Exchange Market > Borrowing of Money
Article 9     Collateral that a securities firm obtains in conducting non-restricted purpose loans and for which a client has issued a collateral transfer agreement may not be transferred for any other purposes except for the purposes listed below, and shall be deposited in central custody:
  1. As collateral for securities borrowing through the securities lending system of the TWSE.
  2. As collateral for securities borrowing or refinancing through a securities finance enterprise.