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Article 2
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A securities firm shall develop the relevant operating procedures of online account opening within its internal control system. When handling such account opening, it shall verify the customer’s identity and documentation, and any of the following procedures shall first be completed:
- The settlement bank shall be contacted for verification.
- Online verification is performed against acitizen digital certificate, bank account information or wafer debit card.
- A photograph from which both the national I.D. card and face are identifiable, together withinformation on the designated debit account of the customer’s ledgers of the securities firm's settlement account, shall be sent online.
- The identity shall be verified by video imaging.
- The identity shall be verified by the mobile ID. Relevant authentication matters to be complied with will be determined by the TWSE.
- The identity shall be verified by Financial Fast Identity Online (FIDO). The relevant identification mechanisms are governed by the Financial Fast Identity Online Safety Control Guidelines.
- The identity shall be verified by other means.
If the identity is verified in accordance with the preceding paragraph, the securities firm shall send a One Time Password, OTP, by text or make a personal telephone call as secondary verification to reinforce validation.
Where a securities firm receives an online account-opening application of a company with not more than three registered shareholders under the R.O.C. Company Act and whose responsible person and shareholders are all R.O.C. natural persons having attained the age of majority, said firm shall perform the identity validation procedure in paragraph 1 in respect of the responsible person and the industrial/commercial certification procedure in respect of the company.
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