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友善列印
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Article NO. Content

Title:

Procedures for Application of Insider of Listed Company for Transfer of Shares Deposited in Segregated Collective Investment Account for Foreign/PRC National Employees  CH

Amended Date: 2020.04.17 
Categories: Market Supervision > Stock Market Surveillance
4     From the month in which an insider of a listed company applies for transfer in accordance with these Procedures to transfer process is completed, if additional securities assumed, subscribed or allocated under the Securities and Exchange Act, Company Act or other laws and regulations are deposited to the Foreign/PRC Employee Collective Account, the insider may request another transfer of securities by following the above transfer process and only one additional request will be permitted.
    As part of the share transfer in the preceding paragraph, after reporting to the Taiwan Stock Exchange Corporation and receiving a reply letter, the applicant shall notify the custodian bank to contact the Taiwan Depository & Clearing Corporation within two weeks of receipt of the letter to complete the transfer. For the additional shares subsequently received by the insider under the law as described above, neither the listed company nor its overseas controlled or subordinate company, branch or office may further deposit these shares to the Foreign/PRC Employee Collective Account.