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When an insider of a listed company is applying for transfer of shares from the Foreign Employee Collective Account in accordance with these Procedures, he or she is required to submit a written application, accompanied with related documents based on the type of account shares will be transferred to, to the listed company's overseas controlled or subordinate company, branch or office he or she belongs to:
- If shares are to be transferred to the Sell Orders Only Account:
- Photocopy of the insider's own passport.
- Fact sheet about the insider, with the securities firm's chop, indicating that the insider has completed opening of the Sell Orders Only Account with the securities firm.
- Insider's statement (as in Schedule 1-1).
- If shares are to be transferred to the personal FIDI account:
- Certification of Completion of Registration by Offshore Overseas Chinese and Foreigners, produced and issued by the Taiwan Stock Exchange Corporation.
- Insider's statement (as in Schedule 1-1).
When an insider of a listed company is applying for transfer of shares from the PRC Employee Collective Account in accordance with these Procedures, he or she is required to submit a written application, accompanied with related documents, to the listed company or overseas subordinate company or branch he or she belongs to:
- Certification of Completion of Registration by Mainland Chinese Area Investors, produced and issued by the Taiwan Stock Exchange Corporation.
- Insider's statement (as in Schedule 1-2).
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