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Article NO. Content

Title:

Reference Guidelines on the Protection of the Information and Communication Systems of Service Enterprises in Securities and Futures Markets  CH

Announced Date: 2024.01.09 (Articles 15 amended,English version coming soon)
Current English version amended on 2022.04.26 
Categories: Information Operations
Article 3     (Definitions)
  1. Information and communication system:
  2. A system used for collecting, controlling, transmitting, storing, circulating, deleting information or otherwise processing, using, and sharing information
  3. Core system:
  4. An essential system that is directly available to a client for trading purposes or that supports the continued operation of trading businesses, such as a trading system, quotation system, middle office risk control, after-hour clearing system, billing system, and other essential systems maintaining trading businesses. The others are non-core systems.
  5. Non-client account:
  6. An information and communication system account used by a non-client, such as one available to an internal staffer, administrator, and manufacturer.
  7. Information asset:
  8. An asset pertaining to the processing of information, including hardware, software, data, and documents, etc., such as information of the operating system, applications, and other software of a server or a user’s computer.