print time:2024/04/20 08:20
Article NO. Content
Title:
Securities and Exchange Act
Amended Date:
2023.06.28
Article 84
(Restrictions on Those Currently Conducting Underwriting Business)
A securities dealer which concurrently conducts the business of an underwriter shall be governed by the restrictions specified in Article 74.
Interpretation:
金管證券字第 1110381062 號
臺財證(三)字第 7358 號
臺財證(三)字第 00987 號
Relevant Laws:
Securities and Exchange Act § 74、177-1 (2023.06.28)