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Laws

Title:

Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms  CH

Announced Date: 1911.00.00
Amended Date: 2015.06.04 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change10.Amended on June 4, 2015
9. Amended on January 22, 2015
Content Article In Change 8. Points 1 and 2 amended per 9 July 2012 Public Announcement No. Taiwan-Stock-Trading-1010204656 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement, with the exception of those amendments relating to the International Financial Reporting Standards, which shall be enforced from Fiscal 2013
Approved and recorded per 3 July 2012 Letter No. Financial-Supervisory-Securities-Firms-1010026295 of the Securities and Futures Bureau, Financial Supervisory Commission
Content Article In Change 7. Point 1 amended (paragraph 8 deleted) per 24 March 2011 Public Announcement No. Taiwan-Stock-Trading-1000008368 of the Taiwan Stock Exchange Corporation
Approved and recorded per 18 March 2011 Letter No. Financial-Supervisory-Securities-1000009416 of the Financial Supervisory Commission, Executive Yuan
6. Attachments 1 and 2 under Points 1 and 2 amended and issued per 28 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980017390 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Per 23 July 2009 Letter No. Financial-Supervisory-Securities-0980034873 of the Financial Supervisory Commission, Executive Yuan