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Article NO. Content

Title：

Regulations Governing Responsible Persons and Associated Persons of Securities Firms  CH

Amended Date： 2025.07.18 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 17 An associated person who fails to participate in pre-service or in-service training, or who fails the training and furthermore fails to pass retraining within 1 year, shall have their associated person registration canceled.