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Article In Change | 27. Article 18 amended and issued per 6 March 2024 Order No. Financial-Supervisory-Securities-Firms-1130380965 of the Financial Supervisory Commission |
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26. Articles 5, 6, 9-1, 11, 11-1, 12, 13, 15, and 22 amended and issued, and Article 11-3 added, per 28 October 2022 Order No. Financial-Supervisory-Securities-Firms-1110384597 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Article 11-3, which shall be enforced from 1 January 2023
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25.Article 21-1 amended and issued per 6 May 2021 Order No. Financial-Supervisory-Securities-Firms-1100361767 of the Financial Supervisory Commission
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24.Article 10 amended and issued per 26 October 2020 Order No. Financial-Supervisory-Securities-Firms-1090364936 of the Financial Supervisory Commission
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23.Article 21-1 amended and issued per 15 January 2020 Order No. Financial-Supervisory-Securities-Firms-1080362060 of the Financial Supervisory Commission
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22.Articles 4, 11-1, 13, 17, and 18 amended and issued per 28 August 2015 Order No. Financial-Supervisory-Securities-Firms-1040034734 of the Financial Supervisory Commission
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21.Article 21-1 added per 28 April 2015 Order No. Financial-Supervisory-Securities-Firms-1040014014 of the Financial Supervisory Commission
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20.Articles 18 and 22 amended and issued per 27 June 2014 Order No. Financial-Supervisory-Securities-Trading-1030024095 of the Financial Supervisory Commission, for enforcement from the date of issuance, with the exception of Article 18, paragraph 2, subparagraph which shall be enforced from 30 June 2014
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19.Articles 2 to 4, 18, and 22 amended and issued per 30 December 2013 Order No. Financial-Supervisory-Securities-Firms-1020052674 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Article 18, paragraph ubparagraph 16, which shall enter into force from 6 January 2014
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18.Articles 4, 9, and 11 amended and issued per 6 October 2011 Order No. Financial-Supervisory-Securities-Firms-1000048545 of the Financial Supervisory Commission, Executive Yuan
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17.Article 9 amended and issued, and Article 9-1 added, per 11 October 2010 Order No. Financial-Supervisory-Securities-Firms-0990051567 of the Financial Supervisory Commission, Executive Yuan
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16.Article 10 amended and issued and Article 18-1 added per 22 December 2008 Order No. Financial-Supervisory-Securities-II-0970067768 of the Financial Supervisory Commission, Executive Yuan
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15.Article 11-1 amended and issued 9 June 2008 per Order No. Financial-Supervisory-Securities-II-0970027055 of the Financial Supervisory Commission, Executive Yuan
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14.Article 4 amended and issued 2 October 2007 per Order No. Financial-Supervisory-Securities-II-0960050708 of the Financial Supervisory Commission, Executive Yuan
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13.Articles 2, 3, 8, 10, and 11 amended and issued, and articles 11-1 and 11-2 added, 26 July 2006 per Order No. Financial-Supervisory-Securities-II-0950003536 of the Financial Supervisory Commission, Executive Yuan
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12.Articles 3, 5, 6, 9, and 10 amended and issued 15 September 2005 per Order No. Financial-Supervisory-Securities-II-0940004080 of the Financial Supervisory Commission, Executive Yuan
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11.Articles 2, 13 amended and promulgated on 31 December 2003 by the Securities and Exchange Commission, Ministry of Finance, per Order No. Taiwan-Finance-Securities-(2)-0920005837
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10.Twenty-two articles amended and promulgated in full on 21 February 2003 by the Securities and Exchange Commission, Ministry of Finance, per Order Ref. No. Taiwan-Finance-Securities (2) 0920000697
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9.Article 4 amended and promulgated on 11 March 2002 by the Securities and Exchange Commission, Ministry of Finance, per Order Ref. No. (91) Taiwan-Finance-Securities (2) 001544
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8.Articles 2, 10, and 16 were amended by the Securities and Exchange Commission, Ministry of Finance per its order October 5, 2000 Ref. No. (89) Taiwan-Finance-Securities(2) 04367
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