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Amendments
Title：
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
CH
Amended Date：
2020.10.26
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Chinese
Title：
Regulations Governing Responsible Persons and Associated Persons of Securities Firms(2015.04.28)
Date：
2020.01.15
2015.08.28
2015.04.28
2014.06.27
2013.12.30
2011.10.06
2010.10.11
2008.12.22
2008.06.09
2007.10.02
2006.07.26
2005.09.15
2003.12.31
2003.02.21
2002.03.11
Article 21-1
Associated persons of a securities firm who engage in equity crowdfunding business shall follow applicable rules adopted by the TPEx.
Responsible persons and associated persons of a securities firm who engage in only equity crowdfunding business are not subject to the provisions of Articles 8 to 11-2 and Articles 15 to 17.