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友善列印
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Amendments

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms  CH

Amended Date: 2021.05.06 

Title: Regulations Governing Responsible Persons and Associated Persons of Securities Firms(2015.04.28)
Date:
Article 21-1     Associated persons of a securities firm who engage in equity crowdfunding business shall follow applicable rules adopted by the TPEx.
    Responsible persons and associated persons of a securities firm who engage in only equity crowdfunding business are not subject to the provisions of Articles 8 to 11-2 and Articles 15 to 17.