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Article NO. Content

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms  CH

Amended Date: 2025.07.18 (Articles 3, 8, 10, 11 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article 20 The associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2,.