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Article NO. Content
Title:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
CH
Amended Date:
2024.03.06 (Articles 18 amended,English version coming soon)
Current English version amended on 2022.10.28
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Article 20
The associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2,.
Relevant Laws:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms § 2 (2022.10.28)