• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms  CH

Amended Date: 2024.03.06 (Articles 18 amended,English version coming soon)
Current English version amended on 2022.10.28 
Article 7     Any person who has obtained a certificate of qualification as a securities firm associated person issued by the FSC and requires re-issuance or replacement of the certificate shall file an application with the SFI.
    The preceding paragraph shall come into force from January 1, 1999.