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Article NO. Content


Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Amended Date: 2019.02.12 
Categories: Securities Exchange Market > Margin Transaction
Article 56     If a deficiency occurs with respect to the overall collateral maintenance ratio of a customer's margin account as a result of settlement of any part of the transaction of margin purchase and short sale, the securities firm shall retain as collateral all or part of the funds and/or securities payable within the extent necessary to maintain the 130 percent collateral maintenance ratio.