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Article NO. Content


Corporate Governance Best-Practice Principles for Securities Firms  CH

Amended Date: 2019.01.14 
Categories: Corporate Governance
Article 4     When implementing the corporate governance system, a securities firm shall protect shareholders' rights and interests and treat all shareholders fairly.
    A securities firm shall establish a corporate governance system which ensures shareholders' right of being fully informed of, participating in and making decisions over important matters of the company.
    Shareholders' meetings in accordance with the rules for the meetings.
    Resolutions adopted by shareholders' meetings of securities firms shall comply with laws, regulations and articles of incorporation.