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Article NO. Content


Corporate Governance Best-Practice Principles for Securities Firms  CH

Amended Date: 2019.01.14 
Categories: Corporate Governance
Article 53     A securities firm shall maintain communications with its banks, other creditors, employees, consumers, suppliers, community or the company's other interested parties and shall respect and protect their legal rights. It is advisable a designated area for interested parties be included in the company's website.
    In the event that the legal rights of a stakeholder are harmed, the company shall handle such matter in a proper manner and in good faith.