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Article NO. Content

Title:

Operating Rules for Securities Business Money Lending by Securities Firms  CH

Amended Date: 2023.12.28 (Articles 2, 16 amended,English version coming soon)
Current English version amended on 2023.07.06 
Categories: Securities Exchange Market > Borrowing of Money
31     In securities business money lending conducted by a securities firm, the securities firm shall adopt an internal control system regarding circumstances such as over-concentration of the outstanding balance of financing to customers in a single party, a single group of related parties, or a single security, and shall adopt risk control mechanisms.