Taiwan Stock Exchange - Rules & Regulations Directory
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Chapter
Title:
Operating Rules for Securities Business Money Lending by Securities Firms
CH
Amended Date:
2024.09.05 (Articles 2, 7, 12, 13, 14-1, 14-2, 14-3, 14-4, 15, 16, 19-1, 21-1, 23, 25, 27, 34, 36 amended,English version coming soon)
Current English version amended on 2023.12.28
Categories:
Securities Exchange Market > Borrowing of Money
Article Content
Chapter
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Amended Article
Legislative History
Chinese
Chapter I General Principles
§1
Chapter II Signing of a Financing Contract and Account Management
§9
Chapter III Loan Application and Repayment
§13
Chapter IV Calculation of the Collateral Maintenance Ratio and Covering of Shortfalls
§23
Chapter V Handling of Violations
§27
Chapter VI Title Transfer for Collateral Securities and Additional Collateral Securities Used for Financing
§29
Chapter VII Risk Control
§30
Chapter VIII Supplementary Provisions
§35