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Article NO. Content
Title:
Operating Rules for Securities Business Money Lending by Securities Firms
CH
Amended Date:
2024.09.05 (Articles 2, 7, 12, 13, 14-1, 14-2, 14-3, 14-4, 15, 16, 19-1, 21-1, 23, 25, 27, 34, 36 amended,English version coming soon)
Current English version amended on 2023.12.28
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Securities Exchange Market > Borrowing of Money
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35
A violation of these Operating Rules by a securities firm, its responsible person, or employee may be dealt with by the TWSE or TPEx in accordance with its applicable rules and regulations.