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Article NO. Content

Title:

Taiwan Stock Exchange Corporation (the "TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust/Consulting Enterprises and Their Spouses and Minor Children  CH

Amended Date: 2023.11.29 (Articles 4 amended,English version coming soon)
Current English version amended on 2022.06.02 
Categories: Securities Exchange Market > Trading > Securities Transaction
2     If the Client grants the SITE/SICE general authorization to make an inquiry to the TWSE on behalf of the Client multiple times within a certain period about his/her personal information such as account opening and trading data, the SITE/SICE shall appoint internal audit or legal compliance personnel to verify the identity of the Client, including employees, their spouses and minor children, and the fact of the commission. The above-mentioned certain period is determined by the Client and the Trustee, the SITE/SICE.
     unless the commission is terminated by the Client and the Trustee, or the term of commission is reduced, and the TWSE is notified accordingly, disputes between the parties and either party's claims are invalid against the TWSE.