• Font Size：
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title：

Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date： 2015.03.31 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Chapter Content Search Article No. Search Amended Article Legislative History Chinese
Article 2     In providing commission agency services for investment in the money market of the settlement money payable to the client from securities transactions undertaken on behalf of the client (" Money Market Fund Investment Services of Securities Firms"), the securities firm shall act in accordance with securities and exchange laws and regulations, these Guidelines, and the applicable policies, regulations, public announcements, and directives of the Taiwan Stock Exchange Corporation ("TWSE"), GreTai Securities Exchange ("GTSM"), and the Chinese Securities Association ("CSA").