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Laws

Title：

Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Announced Date： 2014.08.22
Amended Date： 2015.03.31 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Chapter Content Search Article No. Search Amended Article Legislative History Chinese
Content Article In Change2. Articles 1, 5 to 7 amended per 31 March 2015 Letter No. Taiwan-Securities-Consulting-1040501152 of the Taiwan Stock Exchange Corporation; for implementation from the date of promulgation.
Per 5 March 2015 Letter No. Financial-Supervisory-Securities-Firm-1040000025 of the Financial Supervisory Commission.
Content 1.Full text of 24 Articles adopted per 22 August 2014 Letter No. Taiwan-Securities-Consulting-1030016523 of the Taiwan Stock Exchange Corporation; for implementation from the date of promulgation.
Per 12 August 2014 Letter No. Financial-Supervisory-Securities-Firm-1030028291 of the Financial Supervisory Commission.