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Article NO. Content

Title：

Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date： 2015.03.31 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Chapter Content Search Article No. Search Amended Article Legislative History Chinese
Article 22     The total amount of funds in the Investment Account the securities firm uses in transactions with companies in which the securities firm has a stake shall not exceed NTD 5 billion or fifty percent of the sum of the used funds, whichever is higher.