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Article NO. Content

Title：

Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients  CH

Amended Date： 2015.03.31 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Chapter Content Search Article No. Search Amended Article Legislative History Chinese
Article 23     In the event of a violation of these Guidelines by the securities firm, its responsible person or employees, the TWSE, GTSM and the CSA may take actions according to their applicable policies and rules.