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Article 8
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A securities firm shall establish a mechanism for the recordation, transfer, and custody of security tokens on a customer-by-customer basis, and incorporate it into its internal control system, for the handling of matters such as the receipt and delivery of, changes to, and inventory and custody of security tokens of customers.
The securities firm shall sign a contract with the centralized securities depositary enterprise, and on a daily basis transmit data including the itemized changes to and balances of security tokens to the information reporting system designated by the centralized securities depositary enterprise, and the centralized securities depositary enterprise shall save backups of the data. If any discrepancy is discovered, the securities firm and the centralized securities depositary enterprise shall jointly investigate and determine the cause and correct the discrepancy.
Matters relating to information reporting, handling of irregularities, and fees shall be handled in accordance with the provisions of the centralized securities depositary enterprise.
The securities firm shall engage CPAs on a quarterly basis to audit data including the itemized changes to and balances of security tokens under paragraph 2, to ensure the correctness of the data.
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