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Article In Change | 24. Articles 3, 7, and 11 amended and issued and Article 10-2 added per 6 May 2021 Order No. Financial-Supervisory-Securities-Firms-1100361767 of the Financial Supervisory Commission |
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23. Articles 3 and 11 amended and issued per 15 January 2020 Order No. Financial-Supervisory-Securities-Firms-1080362060 of the Financial Supervisory Commission
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22. Articles 3, 7, 11, and 21 amended and issued per 28 April 2015 Order No. Financial-Supervisory-Securities-Firms-1040014014 of the Financial Supervisory Commission
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21. Articles 14 and 25-2 amended per 22 December 2014 Order No. Financial-Supervisory-Securities-Firms-1030049348 of the Financial Supervisory Commission
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20. Articles 2, 11, 14, 25-2, 29, 31, and 33 amended and Articles 10-1, 18-2, and 32-1 added per 12 November 2013 Order No. Financial-Supervisory-Securities-Firms-1020042260 of the Financial Supervisory Commission
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2009, and the remaining Articles for implementation from the date of issuance
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19. Articles 4, 20, 25-2, 38, and 43 amended and issued per 16 June 2009 Order No. Financial-Supervisory-Securities-Firms-0980029452 of the Financial Supervisory Commission, Executive Yuan; Article 4, paragraph 1, subparagraph 6 for implementation from 23 November
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18. Articles 2, 14, 17, and 33 amended and issued and Articles 16-1 and 16-2 added 2 October 2007 per Order No. Financial-Supervisory-Securities-II-0960050708 of the Financial Supervisory Commission, Executive Yuan
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17. Articles 11, 26, 26-1, and 41-1 and the name of Chapter IV, Section I amended and promulgated and articles 25-1 to 25-3 and 26-2 and the name of Chapter IV, Section I-1 added 31 December 2003 per Order No. Taiwan-Finance-Securities-II-0920005385 of
the Securities and Futures Commission, Ministry of Finance
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