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Laws

Title：

Standards Governing the Establishment of Securities Firms  CH

Announced Date： 1988.05.17
Amended Date： 2025.07.18 (Articles 19, 20, 20-1, 21, 22, 23-1, 24, 24-1, 24-2, 24-3 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Content Article In Change25. Articles 3 and 11 amended and issued per 8 May 2025 Order No. Financial-Supervisory-Securities-Firms-1140381704 of the Financial Supervisory Commission
Content Article In Change 24. Articles 3, 7, and 11 amended and issued and Article 10-2 added per 6 May 2021 Order No. Financial-Supervisory-Securities-Firms-1100361767 of the Financial Supervisory Commission
Content Article In Change 23. Articles 3 and 11 amended and issued per 15 January 2020 Order No. Financial-Supervisory-Securities-Firms-1080362060 of the Financial Supervisory Commission
Content Article In Change 22. Articles 3, 7, 11, and 21 amended and issued per 28 April 2015 Order No. Financial-Supervisory-Securities-Firms-1040014014 of the Financial Supervisory Commission
Content Article In Change 21. Articles 14 and 25-2 amended per 22 December 2014 Order No. Financial-Supervisory-Securities-Firms-1030049348 of the Financial Supervisory Commission
Content Article In Change 20. Articles 2, 11, 14, 25-2, 29, 31, and 33 amended and Articles 10-1, 18-2, and 32-1 added per 12 November 2013 Order No. Financial-Supervisory-Securities-Firms-1020042260 of the Financial Supervisory Commission
Content Article In Change 19. Articles 4, 20, 25-2, 38, and 43 amended and issued per 16 June 2009 Order No. Financial-Supervisory-Securities-Firms-0980029452 of the Financial Supervisory Commission, Executive Yuan; Article 4, paragraph 1, subparagraph 6 for implementation from 23 November 2009, and the remaining Articles for implementation from the date of issuance
Content Article In Change 18. Articles 2, 14, 17, and 33 amended and issued and Articles 16-1 and 16-2 added 2 October 2007 per Order No. Financial-Supervisory-Securities-II-0960050708 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 17. Articles 11, 26, 26-1, and 41-1 and the name of Chapter IV, Section I amended and promulgated and articles 25-1 to 25-3 and 26-2 and the name of Chapter IV, Section I-1 added 31 December 2003 per Order No. Taiwan-Finance-Securities-II-0920005385 of the Securities and Futures Commission, Ministry of Finance