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Chapter
Title：
Standards Governing the Establishment of Securities Firms
CH
Amended Date：
2025.05.08 (Articles 3, 11 amended,English version coming soon)
Current English version amended on 2021.05.06
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Legal Basis
Subordinate Legislation
Amended Article
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Chinese
Chapter I General Provisions
§1
Chapter II The Establishment of Securities Firms
§3
Chapter III The Application by a Financial Institution to Concurrently Operate Securities Business
§13
Chapter IV The Establishment of Branch Units and Representative Offices
§19
Section I Domestic Branch Units
§19
Section I-1 Overseas Branch Units and Representative Offices
§25-1
Section II Foreign Securities Firms
§27
Chapter V The Investment in Securities Firms by Overseas Compatriots and Foreign Nationals
§34
Chapter VI The Increase of the Type of Business
§38
Chapter VII Supplemental Provisions
§42