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Article In Change | 25. Points 1, 4 to 6 amended per 7 January 2019 Letter No. Taiwan-Stock-Intermediaries-1080000209 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved as is per 3 January 2018 Letter No. Financial-Supervisory-Securities-Firms-1070340708 of the Financial Supervisory Commission
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24. Point 2 amended per 8 March 2016 Letter No. Taiwan-Stock-Trading-1050002539 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 16 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1040051559 of the Financial Supervisory Commission
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23. Point 2 amended per 6 November 2013 Letter No. Taiwan-Stock-Trading-1020023065 of the Taiwan Stock Exchange Corporation; for implementation from 6 January 2014
Per 5 November 2013 Letter No. Financial-Supervisory-Securities-Firms-1020040341 of the Financial Supervisory Commission
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22. Point 2 amended per 26 August 2011 Public Announcement No. Taiwan-Stock-Trading-1000027680 of the Taiwan Stock Exchange Corporation; for implementation from 19 December 2011
Per 16 August 2011 Letter No. Financial-Supervisory-Securities-Trading-1000034094 of the Financial Supervisory Commission, Executive Yuan
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21. Point 2 amended per 1 July 2010 Public Announcement No. Taiwan-Stock-Trading-0990017389 of the Taiwan Stock Exchange Corporation; for implementation from a date as fixed by a separate public announcement depending upon the status of modification to the computer system
25 June 2010 Letter No. Financial-Supervisory-Securities-0990030501 of the Financial Supervisory Commission, Executive Yuan
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20. Point 2, paragraph 6 amended 24 December 2008 per Public Announcement No. Taiwan-Stock-Trading-0970035826 of the Taiwan Stock Exchange Corporation; for implementation from 25 May 2009
10 December 2008 Letter No. Financial-Supervisory-Securities-II-0970064458 of the Financial Supervisory Commission, Executive Yuan
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19. Points 2, 3, and 4 amended 3 September 2008 per Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; the estimated implementation date will be on the first trading day following the Chinese New Year in 2009. To be in coordination with computer system change, the actual implementation date will be separately announced
28 August 2008 Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
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18. Points 2 to 4 amended and issued 17 October 2007 per Public Announcement No. Taiwan-Stock-Trading-0960030462 of the Taiwan Stock Exchange Corporation, for implementation from 31 December 2007
Approved for recordation per 11 October 2007 Letter No. Financial-Supervisory-Securities-IV-0960042335 of the Financial Supervisory Commission, Executive Yuan
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17. Point 2, paragraph 1, subparagraph 1 amended and issued 16 January 2007 per Public Announcement No. Taiwan-Stock-Trading-0960000871 of the Taiwan Stock Exchange Corporation, for implementation from 28 May 2007
Approved for recordation per 27 December 2006 Letter No. Financial-Supervisory-Securities-III-0950156716 and 9 January 2007 Letter No. Financial Supervisory-Securities-III-0960000751 of the Financial Supervisory Commission, Executive Yuan
Point 2, paragraph 1, subparagraph 4, and Point 6, amended and issued 16 January 2007 per Public Announcement No. Taiwan-Stock-Trading-0950034708 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation per 29 December 2006 Letter No. Financial-Supervisory-Securities-II-0950158896 of the Financial Supervisory Commission, Executive Yuan
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16. Point 2 amended and issued 8 June 2006 per Public Announcement No. Taiwan-Stock-Trading-0950011384 of the Taiwan Stock Exchange Corporation, for implementation from 3 July 2006
Approved for recordation per 29 May 2006 Letter No. Financial-Supervisory-Securities-II-0950120578 of the Financial Supervisory Commission, Executive Yuan
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15. Point 2 amended and issued 26 January 2006 per Public Announcement No. Taiwan-Stock-Trading-0950001222 of the Taiwan Stock Exchange Corporation, for implementation from 20 February 2006
Approved for recordation per 13 January 2006 Letter No. Financial-Supervisory-Securities-II-0940160140 of the Financial Supervisory Commission, Executive Yuan
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14. Points 2 and 3 amended and issued 28 July 2005 per Public Announcement No. Taiwan-Stock-Trading-0940020367 of the Taiwan Stock Exchange Corporation, for implementation from 2 January 2006
Approved for recordation per 15 July 2005 Letter No. Financial-Supervisory-Securities-II-0940121014 of the Financial Supervisory Commission, Executive Yuan
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13. Proviso to Point 2, paragraph 1, subparagraph 1 amended and issued 3 May 2005 per Public Announcement No. Taiwan-Stock-Trading-0940011468 of the Taiwan Stock Exchange Corporation, for implementation from 4 May 2005
Approved for recordation per 25 March 2005 Letter No. Financial-Supervisory-Securities-II-0940108166 and 3 May 2005 Letter No. Financial-Supervisory-Securities-II-0940115776 of the Financial Supervisory Commission, Executive Yuan
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12. Points 2 and 6 amended and promulgated on 6 May 2004 per Public Announcement No. Taiwan-Securities-Exchange 0930009896 of the Taiwan Securities and Exchange Corporation; amendments in force from 1 June 2004
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11. Points 2 and 6 amended per 5 July 2002 Public Announcement No. (91)-Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
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10. Point 2 amended and promulgated on 28 December 2001 per Public Announcement No. (90)-Taiwan-Securities-Exchange 034130 of the Taiwan Securities and Exchange Corporation; amendment in force from date of promulgation
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9. Point 6 amended and promulgated on 11 June 2001 per Public Announcement No. (90)-Taiwan-Securities-Exchange 014562 of the Taiwan Securities and Exchange Corporation; amendment in force from date of promulgation
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8. Points 2, 3 and 6 amended and promulgated on 14 March 2001 per Public Announcement No. (90)-Taiwan-Securities-Exchange 005451 of the Taiwan Securities and Exchange Corporation
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7. Point 2, Paragraph 1, Subparagraph 1 amended and promulgated on 8 March 2000 per Public Announcement No. (89)-Taiwan-Securities-Exchange 200195 of the Taiwan Securities and Exchange Corporation; amendment in force from 5 April 2000
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6. Points 4 and 6 amended and promulgated on 28 June 1999 per Public Announcement No. (88)-Taiwan-Securities-Exchange 16826 of the Taiwan Securities and Exchange Corporation
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5. Points 2 and 3 amended and promulgated on 30 March 1998 per Public Announcement No. (87)-Taiwan-Securities-Exchange 08191 of the Taiwan Securities and Exchange Corporation
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4. Point 6 amended and promulgated on 27 October 1997 per Public Announcement No. (86)-Taiwan-Securities-Exchange 33737 of the Taiwan Securities and Exchange Corporation; Paragraph 4 of Article 2 additionally adopted
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3. Amended and promulgated on 27 August1996 per Public Announcement No. (85)-Taiwan-Securities-Exchange 17590 of the Taiwan Securities and Exchange Corporation; in force from 2 September 1996 (original name: Guidelines for Reporting on Consignment Trading Errors by Securities Brokers)
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2. Amended and promulgated on 22 December 1992 per Public Announcement No. (81)-Taiwan-Securities-Exchange 24944 of the Taiwan Securities and Exchange Corporation; in force from 5 January 1993
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1. Promulgated on 27 September 1991 per Public Announcement No. (80)-Taiwan-Securities-Exchange 17429 of the Taiwan Securities and Exchange Corporation; Guidelines in force from 1 December 1991
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