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Laws

Title:

Contract for the Handling by a Securities Firm of Margin Purchases and Short Sales in Securities Trading  CH

Announced Date: 1911.00.00
Amended Date: 2018.08.09 
Categories: Securities Exchange Market > Margin Transaction
Content Article In Change21. Articles 4 and 13 amended per 9 August 2018 Letter No. Taiwan-Stock-Trading-1070014924 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2018;
Approved per 1 August 2018 Letter No. Financial-Supervisory-Securities-SITC-1070309107 of the Financial Supervisory Commission
Content Article In Change 20. Amended per 30 December 2016 Letter No. Taiwan-Stock-Trading-1050025142 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Amended per 30 December 2016 Public Announcement No. Securities-GTSM-Trading-10500373611 of Taipei Exchange; for immediate implementation;
Approved per 28 December 2016 Letter No. Financial-Supervisory-Securities-SITC-1050051606 of the Financial Supervisory Commission
Content Article In Change 19. Full text of Point 1 (Article 15) amended per 21 July 2016 Letter No. Taiwan-Stock-Trading-1050013508 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved per 14 July 2016Letter No. Financial-Supervisory-Securities-SITC-1050023697of the Financial Supervisory Commission.
18. Full text of Point 1 (Articles 1, 3, 4 and 10) amended per 28 January 2016 Letter No. Taiwan-Stock-Trading-1050001722 of the Taiwan Stock Exchange Corporation, for implementation from 1 February 2016.
Approved for recordation per 27 January 2016Letter No. Financial-Supervisory-Securities-SITC-1040054419 of the Financial Supervisory Commission.
17. Full text of Point 1 (Articles 7 and 8) amended per 27 November 2015 Letter No. Taiwan-Stock-Trading-1040024321 of the Taiwan Stock Exchange Corporation, for implementation from 30 November 2015.
Approved for recordation per 27 November 2015Letter No. Financial-Supervisory-Securities-SITC-1040049044 of the Financial Supervisory Commission.
Content Article In Change 16. Full text of Point 1 (Article 8) amended per 6 February 2014 Letter No. Taiwan-Stock-Listing-Jiao-1030002183 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 5 February 2014 Letter No. Financial-Supervisory-Securities-Futures-1030001400 of the Financial Supervisory Commission.
15. Full text of Point 1 (Article 13) amended per 13 October 2010 Letter No. Taiwan-Stock-Listing-Jiao-0990030802 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 12 October 2010 Letter No. Financial-Supervisory-Securities-SITC-0990055600 of the Financial Supervisory Commission, Executive Yuan.
14. Full text of Point 1 (Article 13) amended per 29 July 2010 Letter No. Taiwan-Stock-Listing-Jiao-0990021816 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 27 July 2010 Letter No. Financial-Supervisory-Securities-SITC-0990039073 of the Financial Supervisory Commission, Executive Yuan.
13. Full text of Point 1 (Article 4) amended per 21 June 2010 Letter No. Taiwan-Stock-Listing-Jiao-0990016374 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 18 June 2010 Letter No. Financial-Supervisory-Securities-SITC-0990031912 of the Financial Supervisory Commission, Executive Yuan.
12. Full text of Point 1 amended per 20 June 2007 Letter No. Taiwan-Stock-Listing-Jiao-0960015111 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 14 June 2007 Letter No. Financial-Supervisory-Securities-Corporate- 0960026351 of the Financial Supervisory Commission, Executive Yuan.
11. Full text of Point 1 amended per 4 March 2005 Letter No. Taiwan-Stock-Listing-Jiao-0940005212 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Per 1 March 2005 Letter No. Financial-Supervisory-Securities-Corporate- 0940105172 of the Financial Supervisory Commission, Executive Yuan.
10. Full text of Point 1 amended per 31 December 2004 Letter No. Taiwan-Stock-Listing-Jiao- 0930029836 of the Taiwan Stock Exchange Corporation, for implementation as of 1 March 2005.
Approved for recordation per 12 November 2004 Letter No. Financial-Supervisory-Securities-Corporate-0930005524 of the Financial Supervisory Commission, Executive Yuan.
9. Full text of Point 1 amended per 5 July 2002 Letter No. Taiwan-Stock-Listing-Mi- 016030 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance.
8. Full text amended per 9 April 2002 Letter No. Taiwan-Stock-Listing-Jiao 007459 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Approved for recordation per 2 April 2002 Letter No. Taiwan-Finance-Securities-IV- 114702 of the Securities and Futures Commission, Ministry of Finance.
7. Article 15 amended per 17 August 2001 Letter No. Taiwan-Stock-Listing-Jiao 022394 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Approved for recordation per 14 August 2001 Letter No. Taiwan-Finance-Securities-IV- 151230 of the Securities and Futures Commission, Ministry of Finance.
6. Full text amended per 6 August 2001 Letter No. Taiwan-Stock-Listing-Jiao 200872 of the Taiwan Stock Exchange Corporation, for immediate implementation.
Approved for recordation per 26 July 2001 Letter No. Taiwan-Finance-Securities-IV- 146824of the Securities and Futures Commission, Ministry of Finance.
5. Article 4 amended per 31 December 1999 Letter No. Taiwan-Stock-Listing-Jiao 200156 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 31 December 1999 Letter No. Taiwan-Finance-Securities-IV- 112816 of the Securities and Futures Commission, Ministry of Finance.
4. Articles 1 and 11 amended per 5 January 1999 Letter No. Taiwan-Stock-Listing-Jiao 00141 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 4 January 1999 Letter No. Taiwan-Finance-Securities-IV- 109389 of the Securities and Futures Commission, Ministry of Finance.
3. Article 11 amended per 7 July 1997 Letter No. Taiwan-Stock-Listing-Jiao 18248 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 20 June 1997 Letter No. Taiwan-Finance-Securities-IV- 45929 of the Securities and Futures Commission, Ministry of Finance.
2. Article 6 amended per 22 August 1996 Letter No. Taiwan-Stock-Listing-Jiao 17150 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 19 August 1996 Letter No. Taiwan-Finance-Securities-IV- 34847 of the Securities and Futures Commission, Ministry of Finance.
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