|
Content |
| 8. The name of the guidelines amended and promulgated per 22 January 2015 Letter No. Taiwan-Stock-Intermediaries-1040000897 of the Taiwan Stock Exchange Corporation;
for implementation from the date of issuance(Per 14 January 2015 Letter No. Financial-Supervisory-Securities-Firms-1030053379 of the Financial Supervisory Commission)
(The original name: Guidelines for Reporting by Securities Brokers of Brokerage Sale of Stock Not Owned by the Principal)
|
|
|
Content |
Article In Change |
7. Article 2 amended per 3 September 2008 Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; the present amendments are provisionally scheduled for implementation online starting from the first trading day after the Lunar New Year Holidays in 2009 (the actual implementation date is to be fixed by a separate public announcement, depending on the status of modifications to the computer system)
Per 28 August 2008 Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
Implemented from 2 February 2009 per 9 December 2008 Public Announcement No. Taiwan-Stock-Clearing-0970301847 of the Taiwan Stock Exchange Corporation
|
|
|
|
|
6. Article 2 amended and promulgated per 28 July 2005 Letter No. Taiwan-Stock-Trading-0940020367 of the Taiwan Stock Exchange Corporation, for implementation from 2 January 2006
Per 15 July 2005 Letter No. Financial-Supervisory-Securities-II-0940121014 of the Financial Supervisory Commission, Executive Yuan
|
|
|
Content |
Article In Change |
5. Approved for recordation 7 May 2003 per Letter No. Taiwan-Finance-Securities-III-0920113280 of the Securities and Futures Commission, Ministry of Finance
Name and articles 1 and 2 amended and promulgated 12 May 2003 per Letter No. Taiwan-Stock-Trading–0920009987 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement (Original name: Guidelines for Reporting Consignment Sale of First-Hand Stock by Securities Brokers)
|
|
|
|
|
4. Amended 11 June 2002 by the Ministry of Finance Securities Commission through Letter Taiwan-Securities-Exchange Er Tzu No. 0910126501; amendments in force from 1 July 2002
|
|
|
|
|
3. Point 3 amended and promulgated 20 December 2001 by the Taiwan Stock Exchange Corporation through Public Announcement (90) Taiwan-Securities-Exchange No. 033715; amendment in force from date of promulgation
|
|
|
|
|
2. Amended 28 June 1994 by the Taiwan Stock Exchange Corporation through Public Announcement (83) Taiwan-Securities-Exchange No. 11721; amendments in force from 2 July 1994
|
|
|
|
|
1. Approved 14 November 1991 by the Ministry of Finance Securities Commission through Letter Taiwan-Finance-Securities (3) No. 26188
|
|