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Laws

Title:

Taiwan Stock Exchange Corporation Rules for Solicitation of Opinions in Reviews of Initial Applications for TWSE Listing by Public Companies  CH

Announced Date: 1998.11.02
Amended Date: 2020.03.02 (Articles 4 amended,English version coming soon)
Current English version amended on 2017.09.15 
Categories: Primary Market > Applications
Content Article In Change13.Attachment 2 of Article 4 amended per 15 September 2017 Letter No. Taiwan-Stock-Listing-I-1061804361 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2018
Content Article In Change 12.Article 4 amended per 9 December 2016 Letter No. Taiwan-Stock-Listing-II-1050023622 of the Taiwan Stock Exchange Corporation; for immediate implementation, with the exception of Article 5, which shall be implemented from fiscal year 2015
Approved for recordation per 2 December 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050043652 of the Financial Supervisory Commission
Content Article In Change 11.Article 4 amended per 19 October 2012 Letter No. Taiwan-Stock-Listing-I-1010023798 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 18 October 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010046247 of the Financial Supervisory Commission.
10.Article 4 amended per 7 August 2012 Letter No. Taiwan-Stock-Listing-I-1010017802 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 6 August 2012 Letter No. Financial-Supervisory-Securities-Corporate-0034411 of the Financial Supervisory Commission.
9.Article 6 amended per 24 February 2011 Letter No. Taiwan-Stock-Listing-I-1000005615 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 23 February 2011 Letter No. Financial-Supervisory-Securities-Auditing-1000004526 of the Financial Supervisory Commission, Executive Yuan.
Attachment 3 of Article 3 amended per 24 February 2011 Letter No. Taiwan-Stock-Listing-I-10018006111 of the Taiwan Stock Exchange Corporation.
8.Article 3 amended per confirmation from the President of the Taiwan Stock Exchange Corporation on 29 October 2007.
7.Article 1 amended per 31 July 2007 Letter No. Taiwan-Stock-Listing-0960021901 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 31 July 2007 Letter No. Financial-Supervisory-Securities-I-0960037224 of the Financial Supervisory Commission, Executive Yuan.
6.Attachment 2 of Article 4 amended per 28 December 2004 Letter No. Taiwan-Stock-Listing-0930103711 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005.
5.Article 4 amended per 5 July 2002 Letter No. 91-Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 2 July 2002 Letter No. Taiwan-Financial-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance.
4.Article 4 amended per 29 May 2001 Letter No. 90-Taiwan-Stock-Listing-012914 of the GreTai Securities Market; for implementation from the date of public announcement.
Approved for recordation per 23 May 2001 Letter No. 90-Taiwan-Financial-Securities-I-121246 of the Securities and Futures Commission, Ministry of Finance.
3.Title and Articles 2, 3, 4, 5, 7, 9, 10 and 12 amended per 27 February 2001 Letter No. 90-Taiwan-Securities-GTSM-Listing-004544 of the GreTai Securities Market; for implementation from the date of public announcement (the original title: Taiwan Stock Exchange Corporation Guidelines for the Solicitation of Comments on Letters of Recordation Concerning Applications for Initial Public Offering On Which Securities Underwriters Counsel).
Approved for recordation per 27 February 2001 Letter No. 90-Taiwan-Financial-Securities-I-107064 of the Securities and Futures Commission, Ministry of Finance.
2.Full text of 14 articles and title (the original title: Guidelines for Taiwan Stock Exchange Corporation in Conducting Solicitation of Comments on Issuer's Application for Initial Public Offering) amended per 25 January 1999 Letter No. 88-Taiwan-Stock-Listing-02009 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 20 January 1999 Letter No. 88-Taiwan-Financial-Securities-I-13533 of the Securities and Futures Commission, Ministry of Finance.
1.Full text of 14 articles adopted per 2 November 1998 Letter No. 87-Taiwan-Stock-Listing-36761 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 6 October 1998 Letter No. 87-Taiwan-Financial-Securities-I-77838 of the Securities and Futures Commission, Ministry of Finance.