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Laws

Title:

Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms  CH

Announced Date: 1996.08.22
Amended Date: 2005.11.10 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change4. Article 2 amended and issued, Article 5 added, and the original Article 5 renumbered as Article 6, on 10 November 2005 per Public Announcement No. Taiwan-Stock-Trading-0940032308 of the Taiwan Stock Exchange Corporation; for implementation from 2 January 2006
Approved for recordation per 3 November 2005 Letter No. Financial-Supervisory-Securities-II-0940146846 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 3. Articles 2 and 3 amended and issued, Article 4 added, and the original Article 4 renumbered as Article 5, on 30 August 2005 per Public Announcement No. Taiwan-Stock-Trading-0940024904 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 25 August 2005 Letter No. Financial-Supervisory-Securities-II-0940128198 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Article 3 amended and issued on 16 January 1999 per Public Announcement No. (88) Taiwan-Stock-Trading-00724 of the Taiwan Stock Exchange Corporation
Approved for recordation per 8 January 1999 Letter No. (88) Taiwan-Finance-Securities-(II)- 93062 of the Securities and Futures Commission, Ministry of Finance
Content 1. Issued on 22 August 1996 per Public Announcement No. (85) Taiwan-Stock-Trading-17344 of the Taiwan Stock Exchange Corporation
Approved for recordation per 19 August 1996 Letter No. (96) Taiwan-Finance-Securities-(III)-44000 of the Securities and Exchange Commission, Ministry of Finance