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Directions for Internal Control of Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances  CH

Announced Date: 2006.03.02 
Categories: Market Supervision > Regulation of Securities Firms
Content 1.Article 1, promulgated in full on 2 March 2006, per Public Announcement No. 2006-Taiwan-Stock-Listing-Trading-0950004115 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation on 23 February 2006, per Letter No. 2006- Financial-Supervisory-Securities-II-0950105628 of the Financial Supervisory Commission, Executive Yuan.