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Laws

Title:

Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts  CH

Announced Date: 2006.06.08
Amended Date: 2017.04.05 
Categories: Securities Exchange Market > Trading > Securities Transaction
Content Article In Change7. Articles 3, 5 and 6 amended per 5 April 2017 Public Announcement No. Taiwan-Stock-Trading-1060005543 of the Taiwan Stock Exchange Corporation, for implementation from 24 April 2017
Approved for recordation per 30 March 2017 Letter No. Financial-Supervisory-Securities-Firms-160006043 of the Financial Supervisory Commission
Content Article In Change 6. Article 3 (paragraphs 2 to 4) amended per 2 February 2012 Public Announcement No. Taiwan-Stock-Trading-1010200547 of the Taiwan Stock Exchange Corporation, for implementation from 26 March 2012
Approved for recordation per 18 January 2012 Letter No. Financial-Supervisory-Securities-Firms-1010001681 of the Financial Supervisory Commission, Executive Yuan
Approved for recordation per 30 December 2011 Letter No. Financial-Supervisory-Securities-Firms-1000059548 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Article 3 amended and issued 9 September 2009 per Public Announcement Taiwan-Stock-R&D-0981102186 of the Taiwan Stock Exchange Corporation, for implementation from 13 July 2009
Per 22 May 2009 Letter No. Financial-Supervisory-Securities-0980023029 of the Financial Supervisory Commission, Executive Yuan
Per 1 June 2009 Letter No. Financial-Supervisory-Securities-Investment-0980023703 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 4. Article 2, paragraph 1, Article 3, paragraph 1, subparagraphs 1 and 5 and paragraphs 2, 4, 5, and Article 4 amended per 24 December 2008 Public Announcement No. Taiwan-Stock-Trading-0970035826 of the Taiwan Stock Exchange Corporation
Per 10 December 2008 Letter No. Financial-Supervisory-Securities-II-0970064458 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 3. Articles 3 and 4 amended per 3 September 2008 Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; scheduled for implementation online from the first trading day after the 2009 Lunar New Year Holidays (date of actual implementation to be fixed by separate public announcement, depending on the status of modifications to the computer system)Per 28 August 2008 Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Article 3 amended and issued 7 November 2006 per Letter No. Taiwan-Stock-Trading-0950029046 of the Taiwan Stock Exchange Corporation; to be implemented immediately, with the exception of the amended Article 3(4) provision regarding reporting of trading order information by 4 pm on the first business day after the transaction date, which shall take force from, 4 December 2006.
Per 2 November 2006 Letter No. Financial-Supervisory-Securities-II-0950147313 of the Financial Supervisory Commission, Executive Yuan.
1. Full text of 6 articles adopted and issued 8 June 2006 per Letter No. Taiwan-Stock-Trading-0950011384 of the Taiwan Stock Exchange Corporation, for enforcement from 3 July 2006
Approved for recordation 29 May 2006 per Letter No. Financial-Supervisory-Securities-II-0950120578 of the Financial Supervisory Commission, Executive Yuan