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Laws

Title:

Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates  CH

Announced Date: 2008.02.26
Amended Date: 2021.04.29 (Articles 6, 6-1 amended,English version coming soon)
Current English version amended on 2018.12.24 
Categories: Securities Exchange Market > Trading > Beneficial Certificates
Content Article In Change12. Points 6 and 6-1 amended per 24 December 2018 Letter No. Taiwan-Stock-Trading-1070024227 of the Taiwan Stock Exchange Corporation; for implementation from 23 March 2020
Approved per 10 December 2018 Letter No. Financial-Supervisory-Securities-SITC-1070119296 of the Financial Supervisory Commission
Content Article In Change 11. Points 3 and 6~7 amended per 23 October 2018 Letter No. Taiwan-Stock-Trading-1070020028 of the Taiwan Stock Exchange Corporation; for implementation from 1 November 2018
Approved per 11 October 2018 Letter No. Financial-Supervisory-Securities-SITC-1070336385 of the Financial Supervisory Commission
Content Article In Change 10. Points 1~6-1 and 8 amended per 8 March 2016 Letter No. Taiwan-Stock-Trading-1050002539 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 16 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1040051559 of the Financial Supervisory Commission
Content Article In Change 9. Points 6 and 6-1 amended per 23 June 2015 Letter No. Taiwan-Stock-Trading-1040011964 of the Taiwan Stock Exchange Corporation; for implementation from 29 June 2015
Approved per 22 June 2015 Letter No. Financial-Supervisory-Securities-SITC-1040023288 of the Financial Supervisory Commission
Content Article In Change 8. Point 6-1 amended per 18 July 2014 Letter No. Taiwan-Stock-Trading-1030014247 of the Taiwan Stock Exchange Corporation; for implementation from 1 September 2014
Per 15 July 2014 Letter No. Financal-Supervisory-Securities-Futures-1030026701 of the Financial Supervisory Commission
Content Article In Change 7. Points 2, 3, 6, 7, and 9 amended and Point 6-1 added per 4 July 2014 Letter No. Taiwan-Stock-Trading-1030204240 of the Taiwan Stock Exchange Corporation; for immediate implementation, with the exception of Point 6-1, which shall be implemented from 1 September 2014, and Point 2, which shall be implemented at a date to be separately announced
Per 12 June 2014 Letter No. Financal-Supervisory-Securities-Futures-1030016524 of the Financial Supervisory Commission
Content Article In Change 6. Point 5 amended per 3 January 2014 Public Announcement No. Taiwan-Stock-Trading-1030000204 of the Taiwan Stock Exchange Corporation; for implementation from 6 January 2014
Per 3 January 2014 Letter No. Financial-Supervisory-Securities-Trading-1020053522 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Point 4 amended per 31 December 2013 Public Announcement No. Taiwan-Stock-Trading-1020209963 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 12 December 2013 Letter No. Financial-Supervisory-Securities-Firms-1020037873 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 4. Point 6 amended per 4 August 2009 Public Announcement No. Taiwan-Stock-Trading-0980017676 of the Taiwan Stock Exchange Corporation; for implementation from 27 September 2009
Per 27 July 2009 Letter No. Financial-Supervisory-Securities-SITC-0980030087 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 3. Title and Points 2, 3, and 6 to 9 amended per 9 June 2009 Public Announcement No. Taiwan-Stock-Corporate-0981102186 of the Taiwan Stock Exchange Corporation; for implementation from 13 July 2009 (original Title: Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Exchange Traded Fund Beneficial Certificates)
Per 22 May 2009 Letter No. Financial-Supervisory-Securities-IV-0980023029 of the Financial Supervisory Commission, Executive Yuan
Per 1 June 2009 Letter No. Financial-Supervisory-Securities-Investment-0980023703 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Point 8 amended per 3 September 2008 Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; the present amendments are scheduled for implementation online starting from the first trading day after the Lunar New Year Holidays in 2009 (the actual implementation date is to be fixed by a separate public announcement, depending on the status of modifications to the computer system)
Per 28 August 2008 Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
Content 1. Adopted and issued per 26 February 2008 Public Announcement No. Taiwan-Stock-Listing-0970004180 of the Taiwan Securities Exchange Corporation
Approved per 18 February 2008 Letter No. Taiwan-Finance-Securities-(IV)- 0970001312 of the Securities and Exchange Commission, Ministry of Finance