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Guidelines for Handling Defects in Filing of Supervisory Information by Securities Firms  CH

Announced Date: 2020.04.06 
Categories: Market Supervision > Regulation of Securities Firms
Content 1. Full text of five points established per 6 April 2020 Letter Taiwan-Stock-Intermediaries-1090005415 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2020
Approved for recordation per 30 March 2020 Letter No. Securities-Future-(Instruments)-1090361139 of the Financial Supervisory Commission