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Laws

Title:

Guidelines for the Work-From-Home Application by Securities Firms in Response to Severe Communicable Diseases  CH

Announced Date: 1911.00.00
Amended Date: 2023.10.03 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change6. The title and the whole text of three articles amended per 3 October 2023 Public Announcement No. Taiwan-Stock-Intermediaries-1120503225 of the Taiwan Stock Exchange Corporation; for immediate implementation
(Old title: Guidelines for the Work-From-Home Application by Securities Firms in Response to COVID-19. New title: Guidelines for the Work-From-Home Application by Securities Firms in Response to Severe Communicable Diseases)
Approved per 14 September 2023 Letter No. Financial-Supervisory-Securities-Firm-1120345171 of the Financial Supervisory Commission
Content Article In Change 5. Article 2 and appendix thereof amended per 6 October 2022 Public Announcement No. Taiwan-Stock-Intermediaries-1110019872 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 4 October 2022 Letter No. Financial-Supervisory-Securities-Firm-1110355012 of the Financial Supervisory Commission
4. Whole text of three articles amended per 14 July 2021 Public Announcement No. Taiwan-Stock-Intermediaries-1100013163 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 12 July 2021 Letter No. Financial-Supervisory-Securities-Firm-1100346371 of the Financial Supervisory Commission
Content Article In Change 3. Whole text of three articles amended per 25 May 2021 Public Announcement No. Taiwan-Stock-Intermediaries-1100009838 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 24 May 2021 Letter No. Financial-Supervisory-Securities-Firm-1100345740 of the Financial Supervisory Commission
Content Article In Change 2. Whole text of three articles amended per 11 December 2020 Public Announcement No. Taiwan-Stock-Intermediaries-1090023032 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 8 December 2020 Letter No. Financial-Supervisory-Securities-Firm-1090371840 of the Financial Supervisory Commission
1.