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Title:

Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings  CH

Amended Date: 2021.03.31 
Categories: Primary Market > Review
   Chapter 5 Listing Review of Shares of Different Classes From Those Already Listed (Including Various Preferred Shares With Different Rights and Obligations) Issued by Listed Companies for Capital Increase
Article 11    After examining all documents duly submitted by the listed company to ensure completeness, the case handler shall complete a "New Stock Listing Preliminary Review Chart" to examine whether Article 14, Paragraphs 2 and 3 of the TWSE Rules Governing Review of Securities Listings and Article 53-4 of the TWSE Operating Rules, or Article 38, paragraphs 2 and 3 of the TWSE Rules Governing Review of Securities Listings and Article 53-37 of the TWSE Operating Rules that applies Article 53-4 mutatis mutandis, are applicable to the company Upon approval being granted in writing, a listing contract shall be executed, notice shall be given to the company advising it to proceed with public offering accordingly, and the listing contract shall be presented to the competent authority for recordation. The listing will be publicly announced upon the preferred shared issued by the company conforming to provisions governing the total number of issued shares, public offering and share ownership dispersion standards as set forth in Article 14 or 38 of TWSE Rules Governing Review of Securities Listings.
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