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Operating Rules for Securities Business Money Lending by Securities Firms  CH

Amended Date: 2021.04.01 (Articles 19 amended,English version coming soon)
Current English version amended on 2020.12.31 
Categories: Securities Exchange Market > Borrowing of Money
   Chapter VIII Supplementary Provisions
Article 35    A violation of these Operating Rules by a securities firm, its responsible person, or employee may be dealt with by the TWSE or TPEx in accordance with its applicable rules and regulations.
Article 36    These Operating Rules shall be jointly drafted by the TWSE and TPEx and take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.