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Legal Basis

Title：

Regulations Governing Responsible Persons and Associated Persons of Securities Firms  CH

Amended Date： 2025.05.08 (Articles 21-1 amended,English version coming soon)
Current English version amended on 2024.03.06 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
1. Securities and Exchange Act(2024.08.07) CH