• Font Size：
  • S
  • M
  • L
友善列印
WORD

Amendments

Title：

Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms  CH

Amended Date： 2023.11.30 (Articles 4-1, 22-1, 30, 40, 43, 43-1, 44, 54, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese

Title： Chinese Securities Association Regulations Governing Underwriting and Resale of Securities by Securities Firms(2003.01.20)
Date：
Article 32 　Except when permission is granted by the securities competent authority, the underwriter which offers ordinary corporate bonds or financial bonds by negotiated sales may allocate not more than 50 percent of the total number of securities to an individual subscriber. Not more than 20 percent of the total number of securities offered may be allocated to an individual subscriber in cases of public offerings of beneficiary certificates by trustee institutions or a public offerings of assets-based securities by special-purpose companies. The underwriter which offers warrants or corporate bonds with warrants by negotiated sales may allocate not more than 10 percent of the total number of securities to an individual subscriber.

If the securities referred to in the preceding paragraph are divided into different classes for issuance, the total volume of an underwritten offering shall be calculated as the total volume of a given single class of securities after the issue has been separated into different tranches.