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Laws

Title:

Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms  CH

Announced Date: 1998.11.16
Amended Date: 2021.03.31 (Articles 4-1, 6, 7, 8, 9, 11, 18, 21-3, 22-1, 22-2, 23, 24, 25, 27-1, 28, 30, 40, 41, 42-1, 43, 43-1, 44, 52, 52-1, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Content Article In Change68. Articles 35, 43-1, and 86 amended per 12 April 2016 Letter No. Taiwan-Securities-Association-Information-1050002090 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved per 11 April 2016 Letter No. Financial-Supervisory-Securities-Firms-1050010823 of the Financial Supervisory Commission
67. Attachment 2 of Article 26 amended per 28 March 2016 Letter No. Taiwan-Securities-Association-Information-1050001772 of the Taiwan Securities Association; for enforcement from the date of announcement
66. Articles 8, 9, and 13 amended per 26 February 2016 Letter No. Taiwan-Securities-Association-Information-1050001128 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved per 22 February 2016 Letter No. Financial-Supervisory-Securities-Firms-1050003125 of the Financial Supervisory Commission
65. Article 28 amended per 3 February 2016 Letter No. Taiwan-Securities-Association-Information-1050000798 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved per 2 February 2016 Letter No. Financial-Supervisory-Securities-Firms-1040052609 of the Financial Supervisory Commission
64. Articles 15 to 18 and 31 amended and Article 4-2 added per 31 December 2015 Letter No. Taiwan-Securities-Association-Information-10400086451 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved per 30 December 2015 Letter No. Financial-Supervisory-Securities-Corporate-10400422073 of the Financial Supervisory Commission
63. Articles 5-1, 32, and 73 amended per 16 November 2015 Letter No. Taiwan-Securities-Association-Information-1040007051 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 26 October 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040042214 of the Financial Supervisory Commission
62. Articles 8, 23, 34, 36, 72, and 28, and Attachment 1 of Article 12, amended per 16 September 2015 Letter No. Taiwan-Securities-Association-Information-1040005993 of the Taiwan Securities Association;
for enforcement from 1 January 2016 Approved for recordation per 9 September 2015 Letter No. Financial-Supervisory-Securities-Firms-1040035083 of the Financial Supervisory Commission
61. Article 28 amended per 15 July 2015 Letter No. Taiwan-Securities-Association-Information-1040004311 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 9 July 2015 Letter No. Financial-Supervisory-Securities-Firms-1040020591 of the Financial Supervisory Commission
60. Article 75 amended per 1 July 2015 Letter No. Taiwan-Securities-Association-Information-1040003979 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 29 June 2015 Letter No. Financial-Supervisory-Securities-Firms-1040020411 of the Financial Supervisory Commission
59. Articles 2, 5-2, 8, 9, 11 to 15, 17-1 to 19, 24, 30, 33, 34, 36, 37, 39 to 42, 43, 43-1, 53, and 73 amended, Article 85-3 added, and Articles 57 and 85 deleted, per 8 June 2015 Letter No. Taiwan-Securities-Association-Information-1040003500 of the Taiwan Securities Association;
for enforcement from 1 January 2016, with the exceptions of amended articles 2 and 30, which are for enforcement from the date of announcement Approved for recordation per 5 June 2015 Letter No. Financial-Supervisory-Securities-Firms-1040020508 of the Financial Supervisory Commission
58. Articles 37, 42-1, 53, and 59 amended per 23 April 2015 Letter No. Taiwan-Securities-Association-Information-1040002470 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 19 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040004728 of the Financial Supervisory Commission
57. Attachment 1 of Article 12, Attachment 2 of Article 26, and Attachment 7 of Article 53 amended per 30 January 2015 Letter No. Taiwan-Securities-Association-Information-1040000528 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 22 January 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040001283 of the Financial Supervisory Commission
56. "Format for Itemized Allocation Information of Book Building Case" under Article 85-2 amended per 20 October 2014 Letter No. Taiwan-Securities-Association-Information-1030007083 of the Taiwan Securities Association; for enforcement from the date of announcement
55. Article 4-1 and Attachment 7 of Article 53 amended per 26 June 2014 Letter No. Taiwan-Securities-Association-Information-1030003933 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 23 June 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030015143 of the Financial Supervisory Commission
54. Attachment 1 of Article 12 amended per 21 April 2014 Letter No. Taiwan-Securities-Association-Information-1030002454 of the Taiwan Securities Association; for enforcement from the date of announcement
53. "Format for Itemized Allocation Information of Book Building Case" under Article 85-2 amended per 14 January 2014 Letter No. Taiwan-Securities-Association-Information-1030000385 of the Taiwan Securities Association;
for enforcement from the date of announcement Per 9 January 2014 resolution by the 6th session of the 6th joint conference of the directors and supervisors meeting of the Taiwan Securities Association
52. Attachment 2 of Article 26 amended per 28 October 2013 Letter No. Taiwan-Securities-Association-Information-1020001878 of the Taiwan Securities Association;
for enforcement from the date of announcement Approved for recordation per 21 October 2013 Letter No. Financial-Supervisory-Securities-Firms-1020039452 of the Financial Supervisory Commission
Content Article In Change 51. Article 27-1 amended per 4 July 2013 Letter No. Taiwan-Securities-Association-Information-1020001095 of the Taiwan Securities Association
Approved for recordation per 1 July 2013 Letter No. Financial-Supervisory-Securities-Firms-1020021168 of the Financial Supervisory Commission
50. Attachment 2 of Article 26 amended per 17 April 2013 Letter No. Taiwan-Securities-Association-Information-1020000573 of the Taiwan Securities Association; for implementation from the date of announcement
  Per 16 April 2013 resolution by the 1st session of the 6th joint conference of directors and supervisors meeting of the Taiwan Securities Association
49. Attachment 1 of Article 12, and Attachment 2 of Article 26 amended per 12 October 2012 Letter No. Taiwan-Securities-Association-Information-1010001845 of the Taiwan Securities Association; for implementation from the date of announcement
  Per 9 October 2012 resolution by the 18th session of the 5th joint conference of directors and supervisors meeting of the Taiwan Securities Association
Content Article In Change 48. Articles 4-1 and 5-1 amended per 2 May 2012 Letter No. Taiwan-Securities-Association-Information-1010000780 of the Taiwan Securities Association; for implementation from the date of announcement
Approved for recordation per 26 April 2012 Letter No. Financial-Supervisory-Securities-Firms-1010016663 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 47. Articles 43-1 and 85-2 amended, and Articles 5-2 and 5-3 added, per 29 February 2012 Letter No. Taiwan-Securities-Dealers-Electronic-1010000340 of the Taiwan Securities Association; for implementation from the date of announcement
Approved for recordation per 22 January 2012 Letter No. Financial-Supervisory-Securities-Firms-1010001755 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 46. Articles 27-1 and 81 amended per 23 November 2011 Letter No. Taiwan-Securities-Dealers-Electronic-1000002375 of the Taiwan Securities Association
Approved for recordation per 22 November 2011 Letter No. Financial-Supervisory-Securities-Firms-1000047670 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 45. Article 22-2 and the reporting format under Article 85-2 for securities underwriters handling underwriting cases amended per 21 July 2011 Letter No. Taiwan-Securities-Dealers-Electronic-1000001418 of the Taiwan Securities Association; for enforcement from the date of announcement
Approved for recordation per 28 January 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000002995 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 44. Articles 22-1, 22-2, 22-3, 24, 25, and 30 amended and issued per 14 February 2011 Letter No. Taiwan-Securities-Dealers-Electronic-1000000260 of the Taiwan Securities Association; the amendments to Articles 21-1 and 22-3 regarding flexible adjustment of the volume allocated for public subscription are applicable from 1 June 2011 to reports to the Taiwan Securities Association and public announcement in connection with initial listing and initial GTSM listing applications with the Taiwan Stock Exchange and the GreTai Securities market; the amendments to Articles 22-2, 24, and 30 regarding the pre-marketing mechanism and the lower price limit of the offering price are for implementation from the date of announcement; the amendments to Articles 24 and 25 regarding the requirement to postpone underwriting in the event of failure to hold a roadshow shall be applicable immediately after the relevant rules of the Taiwan Stock Exchange or GreTai Securities Market have been announced and implemented
Approved for recordation per 28 January 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000002997 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 43. Articles 27-1, 43-1, and Attachment 2 to Article 26 amended and issued per 28 January 2011 Letter No. Taiwan-Securities-Dealers-Electronic-1000000218 of the Taiwan Securities Association; applicable to initial listing and initial GTSM listing applications filed respectively with the Taiwan Stock Exchange and the GreTai Securities Market from 2011
Approved for recordation per 28 January 2011 Letter No. Financial-Supervisory-Securities-Firms-1000002995 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 42. Article 24 amended and issued per 3 December 2010 Letter No. Taiwan-Securities-Dealers-Electronic-0990002505 of the Taiwan Securities Association, for enforcement from the date of announcement
Approved for recordation per 2 December 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990063558 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 41. Article 25 amended and issued per 8 October 2010 Letter No. Taiwan-Securities-Dealers-Electronic-0990002051 of the Taiwan Securities Association, for enforcement from the date of announcement
Approved for recordation per 6 October 2010 Letter No. Financial-Supervisory-Securities-Firms-0990047074 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 40. Articles 4 and 27 amended per 10 August 2010 Letter No. Chinese-Securities-Dealers-Electronic-0990001631 of the Chinese Securities Association, for enforcement from the date of announcement
Per 9 August 2010 Letter No. Financial-Supervisory-Securities-Firms-0990035474 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 39. Articles 22, 28, 41, 42, 44, 52-1, and 53 amended per 14 July 2010 Letter No. Chinese-Securities-Dealers-Electronic-0990001424 of the Chinese Securities Association, for enforcement from the date of announcement
Per 13 July 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990029706 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 38. Article 30 amended per 12 May 2010 Letter No. Chinese-Securities-Dealers-Business-0990000946 of the Chinese Securities Association, for enforcement from the date of announcement
Per 11 May 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990019745 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 37. Articles 5 and 22 amended and Article 22-3 added per 23 February 2010 Letter No. Chinese-Securities-Dealers-Electronic-0990000373 of the Chinese Securities Association;
Per 1 February 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990002527 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 36. Article 59 and Attachment 7 of Article 53 amended per 8 January 2010 Letter No. Chinese- Securities-Dealers-Electronic-0990000033 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 5 January 2010 Letter No. Financial-Supervisory-Securities-Firms-0980070622 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 35. Articles 22, 43, and 43-1 amended per 17 November 2009 Letter No. Chinese- Securities-Dealers-Electronic-0980002317 of the Chinese Securities Association; for implementation from the date of announcement
Per 12 November 2009 Letter No. Financial-Supervisory-Securities-Corporate-0980059657 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 34. Articles 4-1, 5, 7, 8, 15, 16, 17-1, 22, 27, 31, 32, 41, 43, 43-1, 44, 73 and 79 amended per 14 October 2009 Letter No. Chinese- Securities-Dealers-Electronic-0980002078 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 8 October 2009 Letter No. Financial-Supervisory-Securities-Corporate-0980047330 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 33. Articles 8, 17-1, 22, 22-1, 40 to 42, and 44 amended per 31 March 2009 Letter No. Chinese-Securities-Dealers-Electronic-0980000582 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 26 March 2009 Letter No. Financial-Supervisory-Securities-I-0980004029 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 32. Article 4-1 amended per 19 February 2009 Letter No. Chinese- Securities-Dealers-Electronic-0980000279 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 13 February 2009 Letter No. Financial-Supervisory-Securities-I-0980004019 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 31. Article 61 amended per 11 February 2009 Letter No. Chinese- Securities-Dealers-Electronic-0980000223 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 9 February 2009 Letter No. Financial-Supervisory-Securities-II-0970068226 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 30. Attachment 1 of Article 12, and Attachment 2 of Article 26 amended and issued per 21 January 2009 Letter No. Chinese- Securities-Dealers-Electronic-0980000121 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 15 January 2009 Letter No. Financial-Supervisory-Securities-II-0970071532 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 29. Articles 6 and 32 amended and Article 21-2 added per 3 June 2008 Letter No. Chinese-Securities-Dealers-Electronic-0970000943 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 30 May 2008 Letter No. Financial-Supervisory-Securities-I-0970026151 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 28. Articles 4-1, 30, and 62 amended and issued per 16 May 2008 Letter No. Chinese- Securities-Dealers-Electronic-0970000834 of the Chinese Securities Association; for implementation from the date of announcement
Approved for recordation per 12 May 2008 Letter No. Financial-Supervisory-Securities-I-0970016375 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 27. Article 73 amended and issued 15 March 2007 per Public Announcement No. Jhung-Zheng-Shang-Dian-0960000459 of the Taiwan Securities Association; for implementation from the date of public announcement
Approved for recordation 12 March 2007 per Letter No. Financial-Supervisory-Securities-I-0960009138 of the Financial Supervisory Commission, Executive Yuan
Form furnished in attachment to Article 85-2 amended and issued 15 March 2007 per Public Announcement No. Jhung-Zheng-Shang-Dian-0960000469 of the Taiwan Securities Association; for implementation from the date of public announcement
Matter handled pursuant to resolution adopted at the 18th joint meeting of the 3rd boards of trustees and supervisors of the Taiwan Securities Association
Content Article In Change 26. Articles 21-1, 36, 42-1, 52-1, 66, and 70 amended and issued 26 September 2006 per Letter No. Jhung-Zheng-Shang-Dian-0950001759 of the Taiwan Securities Association; for implementation from the date of public announcement
Approved for recordation 22 September 2006 per Letter No. Financial-Supervisory-Securities-I-0950142870 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 25. Article 25 amended and issued 14 July 2006 per Letter No. Jhung-Zheng-Shang-Dian-0950001270 of the Taiwan Securities Association; for implementation from the date of public announcement
Approved for recordation 7 July 2006 per Letter No. Financial-Supervisory-Securities-I-0950123613 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 24. Articles 5, 21 to 24, 27, 28, 30, 32 to 34, 38, 40 to 43, 53, 56, 61, 62, 66, and 87 amended, and Articles 21-1, 22-2, 27-1, 42-1, 43-1, and 52-1 added, with the above changes issued 30 June 2006 per Letter No. Jhung-Zheng-Shang-Dian-0950001154 of the Taiwan Securities Association; for implementation from 1 October 2006
Approved for recordation 30 June 2006 per Letter No. Financial-Supervisory-Securities-I-0950125937 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 23. Articles 5-1, 9, 11, 24, 53, 55, 62 to 64, and 85-2, and the appendix to Article 85-2, amended and issued 21 April 2006 per Letter No. Jhung-Zheng-Shang-Dian-0950000763 of the Taiwan Securities Association; for implementation from the date of public announcement
Approved for recordation 18 April 2006 per Letter No. Financial-Supervisory-Securities-II-0950112170 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 22. Articles 21, 24, 26, 41, 42, 52, and 61 amended and issued 17 January 2006 per Letter No. Jhung-Zheng-Shang-Dian-0950000144 of the Taiwan Securities Association; for implementation from the date of public announcement
Approved for recordation per Letter No. Financial-Supervisory-Securities-I-0940150172 (dated 9 January 2006) and Letter No. Financial-Supervisory-Securities-I-0940160152 (dated 12 January 2006) of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 21. Articles 4-1 and 32 amended and issued 13 October 2005 per Letter No. Taiwan-Securities-Association-Electronics-0940001739 of the Taiwan Securities Association; for implementation from the date of public announcement
Approved for recordation 6 October 2005 per Letter No. Financial-Supervisory-Securities-I-0940131729 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 20. Articles 5-1, 33, 42, 53, 55, 56, 58, 59, and 62 to 65 amended and issued 29 August 2005 per Letter No. Taiwan-Securities-Dealers-Electronics-0940001473 of the Taiwan Securities Association; for implementation from 1 December 2005
Approved for recordation 16 August 2005 per Letter No. Financial-Supervisory-Securities-I-0940122572 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 19. Articles 10, 17-1, 36, and 41 amended and promulgated 11 May 2005 per Letter No. Chinese-Securities-Dealers-Electronics-0940000804 of the Taiwan Securities Association; for implementation from the date of announcement
Approved for recordation 6 May 2005 per Letter No. Financial-Supervisory-Securities-I-0940114422 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 18. Articles 3-1, 4-1, 6 to 9, 13, 16, 17-1, 18, 21, 23 to 26, 28, 30 to 32, 34, 39 to 41, 45, 52, 70, 72, 73, 83, and 86 amended, and Articles 3-1 and 85-2 added, with promulgation taking place on 09 December 2003 per Public Announcement No. Chinese-Securities- Dealers-Electronics 0930002467 of the Chinese Securities Association
Approved for recordation 06 December 2004 per Letter No. Financial-Supervisory- Securities-I-0930005848 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 17. Articles 2, 25, 30, 39, 45, 50, 70, and 87 amended, with promulgation taking place 09 August 2004 per Letter No. Chinese-Securities-Dealers-Business-0930001629 of the Chinese Securities Association
Amendment and promulgation carried out per Letter No. Financial-Supervisory-Securities-II-0930130624 of 22 July 2004 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 16. Articles 11, 19, 33, 34, and 39 amended, with promulgation taking place on 03 June 2004 per Public Announcement No. Chinese-Securities-Dealers-Electronics 0930001176 of the Chinese Securities Association; to take force from the date of promulgation
Approved for recordation per Letter No. Taiwan-Finance-Securities-I-0930113576 of 01 June 2004 of the Securities and Futures Commission, Ministry of Finance
Content Article In Change 15. Articles 13 and 14 amended, with promulgation taking place on 01 March 2004 per Public Announcement No. Chinese-Securities-Dealers-Electronics 0930000386 of the Chinese Securities Association
Approved for recordation per Letter No. Taiwan-Finance-Securities-II-0930106202 of 27 February 2004 of the Securities and Futures Commission, Ministry of Finance
Content Article In Change 14. Articles 4, 4-1, 22-1, 27, 29, 31, 32, 36, 42, 43, 73, and 79 amended, with promulgation taking place on 03 February 2004 per Public Announcement No. Chinese-Securities-Dealers-Electronics 0930000167 of the Chinese Securities Association
Approved for recordation per Letter No. Taiwan-Finance-Securities-IV-0930000373 of 29 January 2004 and Letter No. Taiwan-Finance-Securities-I-0930103220 of 02 February 2004 of the Securities and Futures Commission, Ministry of Finance
Content Article In Change 13. Articles 4-1, 5-1, 6~9, 15~18, 21, 22, 22-1, 24, 33, 34, 39~43, 52, 53, 60, and 72 amended, and Article 17-1 added, with promulgation taking place on 30 December 2003 per Public Announcement No. Chinese-Securities-Dealers-Electronics 0920002507 of the Chinese Securities Association
Approved for recordation per Letter No. Taiwan-Finance-Securities 0920160046 of 26 December 2003 and Letter No. Taiwan-Finance-Securities 920162261 of 30 December 2003 of the Securities and Futures Commission, Ministry of Finance
Content Article In Change 12. Article 32 amended and promulgated on January 20 2003 and enforcement took place on the promulgation date per Announcement No. (91)-Chinese-Securities-Electronics-0920000084 of the Chinese Securities Association
Content Article In Change 11. The full text of 87 Articles were adopted and promulgated on 23 October 2002 per Announcement No. Chinese-Securities-Dealers-Electronics-0910002066 of the Chinese Securities Association
10. Articles 27 and 43 were amended and promulgated on 27 February 2002 and enforcement took place on the promulgation date per Announcement No. (91)-Chinese-Securities-Dealers-Electronics-9100329 of the Chinese Securities Association
9. Articles 1 and 53 were adopted and promulgated on 8 October 2001 and enforcement took place on the promulgation date per Announcement No. (90)-Chinese-Securities-Dealers-Electronics-9002391 of the Chinese Securities Association
8. Articles 4-1, 6, 7, 8, 9, 13, 16, 31, 32, 36, 42, 73, 79, Attachment 2 of Article 26, Attachment 3 of Article 33, Attachment 5-1 of Article 42 were adopted and promulgated on 5 July 2001 and enforcement took place on the promulgation date per Announcement No.(90)-Chinese-Securities-Dealers-Electronics-9001766 of the Chinese Securities Association
7. Articles 6, 21, 22, 52 were adopted and promulgated on 27 September 2000 and enforcement took place on the promulgation date per Announcement No. (89)-Chinese-Securities-Dealers-Electronics-03701 of the Chinese Securities Association
6. Articles 4-1, 24, 33, 34, 58, 59 were adopted and promulgated on 19 September 2000 and enforcement took place on 1 October 2000 per Announcement No. (89)-Chinese-Securities-Dealers-Electronics-03541 of the Chinese Securities Association
5. Articles 20, 29, 33, 34, 42 were adopted and promulgated, Article 5-1 was added, and Article 85-1 was abolished on 21 August 2000 and enforcement took place on 1 September 2000 per Announcement No. (89)-Chinese-Securities-Dealers-Electronics-03130 of the Chinese Securities Association
4. Articles 8, 10, 12, 15, 36, 53, 58 were adopted and promulgated on 5 July 2000 and enforcement took place on the promulgation date per Announcement No. (89)-Chinese-Securities-Dealers-Electronics-02612 of the Chinese Securities Association
3. Articles 5-9, 13, 15-18, 21, 22, 24, 26, 27, 31, 33-35, 40, 52, 57, 58, 75, 81, Attachment 1 of Article 12, Attachment 7 of Article 57 were adopted and promulgated and Articles 4-1 and 85-1 were added on 13 November 1999 per Announcement No. (88)-Chinese-Securities-Dealers-Electronics-03810 of the Chinese Securities Association
2. Articles 6, 7, 8, 17, 18, 22, 33, 42, 53, 61, 62, 63, 64, 65, 82, 83 were amended and promulgated on 3 May 1999 per Announcement No. (88)-Chinese-Securities-Dealers-Electronics-01513 of the Chinese Securities Association
1. The full text of 87 Articles were adopted and promulgated on 16 November 1998 per Announcement No. (87)-Chinese-Securities-Dealers-Electronics-01278 of the Chinese Securities Association