Taiwan Stock Exchange - Rules & Regulations Directory
Operating Rules for Securities Business Money Lending by Securities Firms
2021.04.01 (Articles 19 amended,English version coming soon)
Current English version amended on 2020.12.31
Securities Exchange Market > Borrowing of Money
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Operating Rules for Securities Business Money Lending by Securities Firms(2012.11.21)
On the business day preceding book closure of the issuing company, a securities firm shall prepare a customer-by-customer title transfer list and electronic data file for the collateral and additional collateral securities provided by each customer and send it to the Taiwan Depository & Clearing Corporation to effect the share transfer with the issuing company or its stock registrar and transfer agent on the customer's behalf.
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English version of regulations are translated by Baker McKenzie Taipei Office.