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Article NO. Content

Title：

Securities and Exchange Act  CH

Amended Date： 2024.08.07 
Article Content Chapter Content Search Article No. Search Subordinate Legislation Amended Article Legislative History Chinese
Article 16 (Types of Securities Firms)<br/>Anyone which operates any of the securities businesses specified in the preceding Article shall be a securities firm; securities firms may be categorized into:<br/>1. a "securities underwriter" operates the business specified in subparagraph 1 of the preceding Article.<br/>2. a "securities dealer" operates the business specified in subparagraph 2 of the preceding Article.<br/>3. a "securities broker" operates the business specified in subparagraph 3 of the preceding Article.

Interpretation：

Relevant Laws：