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Article 62
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Securities finance enterprises taking any of the following actions shall report to the competent authority for its approval in advance:
- Amendment of Articles of Incorporation.
- Termination or resumption of business.
- Dissolution or merger.
- Transfer or assumption from another of the entire or a substantial portion of business or property.
- Establishment or revocation of branch offices or other business office.
- Change of business operation location.
- Re-investment.
- Offering or issuing securities.
- Other items required to be approved pursuant to the competent authority's stipulations.
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