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Article NO. Content
Title:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
CH
Amended Date:
2024.03.06
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Article 1
These Regulations are adopted pursuant to Article 54, paragraph 2 and Article 70 of the Securities and Exchange Act ("the Act").
Interpretation:
(92)證櫃交字第 04531 號
(90)台財證(二)字第 001122 號
Relevant Laws:
Securities and Exchange Act § 54、70 (2024.08.07)