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友善列印
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Article NO. Content

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms  CH

Amended Date: 2024.03.06 (Articles 18 amended,English version coming soon)
Current English version amended on 2022.10.28 
Article 1     These Regulations are adopted pursuant to Article 54, paragraph 2 and Article 70 of the Securities and Exchange Act ("the Act").