Taiwan Stock Exchange - Rules & Regulations Directory
Article NO. Content
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
2020.10.26 (Articles 10 amended,English version coming soon)
Current English version amended on 2020.01.15
Article No. Search
The FSC or training institution shall cancel the registration of an associated person who fails to participate in pre-service or in-service training, or who fails the training and furthermore fails to pass retraining within 1 year.
Resolution：1024 x 768
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English version of regulations are translated by Baker McKenzie Taipei Office.